Financial and Regulatory Disputes Updates

Financial and Regulatory Disputes Update – June 2018

In this issue of Signature Litigation’s Financial and Regulatory Disputes Update, Partner Abdulali Jiwaji and Trainee Solicitor Elliott Fellowes take a close look at the FCA’s Business Plan 2018/19 and consider the impact Brexit may have on the regulator’s enforcement regime. Our second article, written by Partner Simon Bushell, takes a fresh look at the […]

Jun 21, 2018

Recent Case Studies

Financial and Regulatory Disputes Update – June 2018 Experience

Financial and Regulatory Disputes Update – December 2017

In the December 2017 issue of Signature Litigation’s Financial and Regulatory Disputes Update, Partner Abdulali Jiwaji and Associate Nikoletta Beneki examine the Court of Appeal’s decision that the IHRP Review necessitates no duty of care for banks to customers. Our second article, written by Abdulali Jiwaji and Associates Jessica Thomas and Stephanie Eaton, looks into the extension […]

Dec 15, 2017

Recent Case Studies

Financial and Regulatory Disputes Update – August 2017

In the August 2017 issue of Signature Litigation’s Financial and Regulatory Disputes Update, Partner Abdulali Jiwaji discusses the need for the FCA to test the SMR implications in relation to less clear-cut cases to ensure culpable managers are held responsible for their actions. In our second article, Abdulali Jiwaji and Associate Nils de Wolff examine the […]

Aug 01, 2017

Recent Case Studies

Financial and Regulatory Disputes Update – August 2016

In this issue of Signature Litigation’s Financial and Regulatory Disputes Update, the third of 2016, Partner Abdulali Jiwaji and Associate Johnny Shearman examine the Serious Fraud Office’s (SFO) new Section 2 interview guidance and its impact on legal representation. In our second article, Associate Jessica Thomas investigates the banking industry’s approach to de-risking and anti-money […]

Sep 15, 2016

Recent Case Studies

Financial and Regulatory Disputes Update – May 2016

In this issue of Signature Litigation’s Financial and Regulatory Disputes Update, the second of 2016, we examine the Financial Conduct Authority’s 2016/17 Business Plan and Risk Outlook and its impact on regulated firms in the industry. Our second article discusses the recent judgments in Hayfin Opal Luxco 3 SARL v Windermere VII CMBS plc and […]

Jun 02, 2016

Recent Case Studies

Financial and Regulatory Disputes Update – January 2016

In this issue of Signature’s Financial and Regulatory Disputes update, we review the FCA’s approach to enforcement action for breach of its Principles of Business and consider the fundamental changes to this regime due in the spring 2016.

Jan 31, 2016

Recent Case Studies

Financial and Regulatory Disputes Update – November 2015

In this issue of Signature’s Financial and Regulatory Disputes Update, the last for 2015, we review the Financial Conduct Authority’s enforcement activity since January.

Dec 04, 2015

Recent Case Studies

Financial and Regulatory Disputes Update – July 2015

In this issue of Signature’s Financial and Regulatory Disputes update, we review the FCA’s approach to enforcement action for breach of its Principles of Business and consider the fundamental changes to this regime due in the spring 2016.

Aug 28, 2015

Recent Case Studies

Financial and Regulatory Disputes Update – January 2015

This is the first issue of Signature’s Financial and Regulatory Disputes Update, which will be issued going forward as a regular quarterly review of recent developments in financial markets litigation and regulatory enforcement.

Jan 23, 2015

Recent Case Studies