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Financial and Regulatory Disputes Update – Edition 9

In this issue of Signature Litigation’s Financial and Regulatory Disputes Update, Partner Abdulali Jiwaji and Trainee Solicitor Elliott Fellowes take a close look at the FCA’s Business Plan 2018/19 and consider the impact Brexit may have on the regulator’s enforcement regime. Our second article, written by Partner Simon Bushell, takes […]



Financial and Regulatory Disputes Update – Edition 8

In the December 2017 issue of Signature Litigation’s Financial and Regulatory Disputes Update, Partner Abdulali Jiwaji and Associate Nikoletta Beneki examine the Court of Appeal’s decision that the IHRP Review necessitates no duty of care for banks to customers. Our second article, written by Abdulali Jiwaji and Associates Jessica Thomas and Stephanie […]



Financial and Regulatory Disputes Update – Edition 7

In the August 2017 issue of Signature Litigation’s Financial and Regulatory Disputes Update, Partner Abdulali Jiwaji discusses the need for the FCA to test the SMR implications in relation to less clear-cut cases to ensure culpable managers are held responsible for their actions. In our second article, Abdulali Jiwaji and […]



Financial and Regulatory Disputes Update – Edition 6

In this issue of Signature Litigation’s Financial and Regulatory Disputes Update, the third of 2016, Partner Abdulali Jiwaji and Associate Johnny Shearman examine the Serious Fraud Office’s (SFO) new Section 2 interview guidance and its impact on legal representation. In our second article, Associate Jessica Thomas investigates the banking industry’s […]



Financial and Regulatory Disputes Update – Edition 5

In this issue of Signature Litigation’s Financial and Regulatory Disputes Update, the second of 2016, we examine the Financial Conduct Authority’s 2016/17 Business Plan and Risk Outlook and its impact on regulated firms in the industry. Our second article discusses the recent judgments in Hayfin Opal Luxco 3 SARL v […]



Financial and Regulatory Disputes Update – Edition 4

In this issue of Signature’s Financial and Regulatory Disputes update, we review the FCA’s approach to enforcement action for breach of its Principles of Business and consider the fundamental changes to this regime due in the spring 2016.



Financial and Regulatory Disputes Update – Edition 3

In this issue of Signature’s Financial and Regulatory Disputes Update, the last for 2015, we review the Financial Conduct Authority’s enforcement activity since January.



Financial and Regulatory Disputes Update – Edition 2

In this issue of Signature’s Financial and Regulatory Disputes update, we review the FCA’s approach to enforcement action for breach of its Principles of Business and consider the fundamental changes to this regime due in the spring 2016.



Financial and Regulatory Disputes Update – Edition 1

This is the first issue of Signature’s Financial and Regulatory Disputes Update, which will be issued going forward as a regular quarterly review of recent developments in financial markets litigation and regulatory enforcement.